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MUTUAL FUND COMPLIANCE OFFICER |
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Summary: NY-NEW YORK CITY Job Description: Our client is an independent investment management company in New York City with global recognition. The company has engaged Lucas Group in their search for a Mutual Fund Compliance Officer. This attorney will assist the Chief Compliance Officer and participate in the development and implementation of new policies and procedures in a thriving and vibrant environment. R equirements: 3- 5 years prior in-house compliance experience in mutual funds and advisory services or equivalent industry training and experience. Knowledge of Investment ... | |