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Compliance Associate
USA-NJ-Jersey City - GadBall
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Seen at GadBall 2227 days ago
Compliance Associate
USA-CA-Los Angeles - lucasgroup.com
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Compliance Associate
Responsible for monitoring compliance with the firms Code of Ethics for personal trading. Provides compliance assistance to the Chief Compliance Officer and monitors trading activity... that the firm is in compliance with regulatory requirements. Reviews fund and client account
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Seen at lucasgroup.com 2226 days ago
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