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Compliance Associate
USA-CA-Los Angeles - lucasgroup.com
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Compliance Associate
Responsible for monitoring compliance with the firms Code of Ethics for personal trading. Provides compliance assistance to the Chief Compliance Officer and monitors trading activity... that the firm is in compliance with regulatory requirements. Reviews fund and client account More ... Salary Search Hourly Rates Search
Seen at lucasgroup.com 2226 days ago
Customer Account Supervisor - Inside Sales
USA-CA-Los Angeles - lucasgroup.com
Customer Account Supervisor Inside Sales Job code 231612 Location CA LOS ANGELES Job Description Customer Account Supervisor Inside Sales Position Summary This role will supervise the Customer... existing customer account relationships and developing new customer accounts consistent with the sales More ...
Seen at lucasgroup.com 2228 days ago
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