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Compliance Associate (1)

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lucasgroup.com (1)

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USA-CA-Los Angeles (1)

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Compliance Associate
USA-CA-Los Angeles - lucasgroup.com
. Compliance Associate Responsible for monitoring compliance with the firm’s Code of Ethics for personal trading. Provides compliance assistance to the Chief Compliance Officer and monitors trading activity... that the firm is in compliance with regulatory requirements. Reviews fund and client account
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Seen at lucasgroup.com 2265 days ago

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